This report explores criteria and indicators (C&I) for monitoring and assessing the sustainability of community managed forests (CMFs), and offers some insights into methodological tools and conceptual approaches for C&I development. The research was intended to explore the potential value of C&I to forest communities, their partners and their representative organisations to legitimise and enhance management, including strengthening of control over forest resources and facilitating the equitable distribution of the costs and benefits of forest management.

Moves to empowering communities are now widespread in Zimbabwe. In this paper what happens to the locus of power during empowerment is discussed by drawing on case study material from three areas: Gokwe, Chivi, and Sengwe/Chikwarakwara. These areas differ in the types of resources that are important and the stakeholders involved. In Gokwe and Sengwe/Chikwarakwara the high value timber and wildlife resources, respectively, are dealt with by the rural district council (RDC) and the private entrepreneurs.

This report consists of a series of individual country papers prepared for a study on devolution, community empowerment and power relations in community-based natural resource management (CBNRM) in the SADC region. Case studies were undertaken during 1999 in eight southeastern/eastern African countries; Botswana, Lesotho, Malawi, Namibia, Zambia, Zimbabwe, South Africa (two separate studies) and Tanzania. These studies drew mainly on existing literature and the direct experiences of authors in CBNRM initiatives in their own countries.

The BAG focuses on the social criteria and indicators for sustainable forest management, a topic that has been the subject of considerable controversy and uncertainty. It is designed for people interested in assessing sustainable forest management, but who do not have a high degree of expertise in social sciences. This manual describes six simple methods designed for use by biophysical scientists with a college education. These methods can also be used by assessors with higher levels of expertise in social sciences, but they are presented in a 'cookbook' format.

This is designed to supplement 'the BAG' and 'the Grab Bag'. It provides a scoring method that can be used with the two manuals, to come to a decision about particular criteria and indicators in particular forest and human settings. Following the section on scoring is a section on analysis. It begins very simply, leading the user through the steps of making a spreadsheet, and concluding with more complex statistical analyses that may be desirable in some circumstances. Different teams have different requirements for quantitative and statistical sophistication in their analyses.

This is designed to supplement 'the BAG' and 'the Grab Bag'. It provides a scoring method that can be used with the two manuals, to come to a decision about particular criteria and indicators in particular forest and human settings. Following the section on scoring is a section on analysis. It begins very simply, leading the user through the steps of making a spreadsheet, and concluding with more complex statistical analyses that may be desirable in some circumstances. Different teams have different requirements for quantitative and statistical sophistication in their analyses.

The Grab Bag' is designed to complement 'the BAG' and for use by social scientists who may find 'the BAG' overly prescriptive. The eight methods presented are either more difficult for non-social scientists to use or, in a couple of cases, can substitute for one or more method presented in 'the BAG'. 'The Scoring and Analysis Guide' provides the user with help in making an actual assessment of the social C&I, based on the results of these methods.

This is designed to supplement 'the BAG' and 'the Grab Bag'. It provides a scoring method that can be used with the two manuals, to come to a decision about particular criteria and indicators in particular forest and human settings. Following the section on scoring is a section on analysis. It begins very simply, leading the user through the steps of making a spreadsheet, and concluding with more complex statistical analyses that may be desirable in some circumstances. Different teams have different requirements for quantitative and statistical sophistication in their analyses.

The Grab Bag' is designed to complement 'the BAG' and for use by social scientists who may find 'the BAG' overly prescriptive. The eight methods presented are either more difficult for non-social scientists to use or, in a couple of cases, can substitute for one or more method presented in 'the BAG'. 'The Scoring and Analysis Guide' provides the user with help in making an actual assessment of the social C&I, based on the results of these methods.

The BAG focuses on the social criteria and indicators for sustainable forest management, a topic that has been the subject of considerable controversy and uncertainty. It is designed for people interested in assessing sustainable forest management, but who do not have a high degree of expertise in social sciences. This manual describes six simple methods designed for use by biophysical scientists with a college education. These methods can also be used by assessors with higher levels of expertise in social sciences, but they are presented in a 'cookbook' format.

Multi-Criteria Analysis (MCA) is a decision-making tool developed for complex problems. In a situation where multiple criteria are involved confusion can arise if a logical, well-structured decision-making process is not followed. Another difficulty in decision-making is that reaching a general consensus in a multidisciplinary team can be very difficult to achieve. By using MCA members do not have to agree on the relative importance of the criteria or the rankings of the alternatives.

This manual provides methods for the development and evaluation of criteria and indicators (C&I) which can then be used to assess the sustainability of forest management. The manual is written primarily for researchers, people or groups interested in evaluating C&I for assessments of forests in new areas, or as a reference for readers wanting to know how CIFOR's Generic Template was produced. The methods presented are aimed at the development of sets of C&I for natural forest at the forest management unit level, especially in the tropics.